Advarslerne offentliggøres via databasen fra The International Organization of Securities Commissions (IOSCO).
Tabellen herunder viser dato for advarsel, navnet på selskabet der advares imod, samt hvilket land tilsynsmyndigheden kommer fra.
Advarsler fra tilsynsmyndigheder i EU/EØS-lande i 2015
Dato |
Selskab |
Land |
---|---|---|
29.12.2015 | Lyxor Ltd. | Slovenien |
29.12.2015 | GCM Marketing Ltd. | Slovenien |
29.12.2015 | Global Marketing Solutions d.o.o. | Slovenien |
28.12.2015 | Ifx4u Ltd | Italien |
28.12.2015 | Oklycapital Limited | Italien |
28.12.2015 | Dgx System Ltd and Crlink Limited | Italien |
28.12.2015 | Profitier Limited | Italien |
28.12.2015 | Marketier Holdings Ltd | Italien |
23.12.2015 | BRIDGEWATER ASSET MANAGEMENT | England |
21.12.2015 | Peterson Group | England |
18.12.2015 | Fabbeck Bank plc | Luxembourg |
16.12.2015 | Melbinger Leopold & Partners (clone of EEA authorised firm) | England |
15.12.2015 | Dirk Swinnen/ DS Trading (clone of EEA authorised firm) | England |
15.12.2015 | Capital Trade House | Luxembourg |
14.12.2015 | JJ BAUER ASSET MANAGEMENT (Clone of EEA Authorised Firm) | England |
10.12.2015 | EQMC Europe Development Capital Fund (clone of EEA authorised firm) | England |
10.12.2015 | Airsoft | Cypern |
09.12.2015 | Summit Capital Management | Italy |
08.12.2015 | Standard Chartered Mutual Services | England |
30.11.2015 | DE URRUTIA GROUP HOLDING | Spanien |
27.11.2015 | Hans Bernauer / HB Trading (clone of EEA authorised firm) | England |
24.11.2015 | Brooks and Fisher Associates | England |
24.11.2015 | INRIS UCITS Fund PLC (Clone of a FCA Schedule 5 Firm) | England |
23.11.2015 | Motoyagi and Associates (Japan) | Irland |
23.11.2015 | Carter Flanagan Limited / Carter Flanagan Private Asset Management | England |
20.11.2015 | RK Trading / Roland Kemeny (clone of EEA Authorised Firm) | England |
19.11.2015 | Guardian Asset Management | England |
18.11.2015 | China Emerald Consulting (China and Hong Kong) | Irland |
17.11.2015 | Labanna Capital Management | Slovenien |
16.11.2015 | Aztec Group (clone of authorised firm) | Sverige |
13.11.2015 | Capstone Securities | Irland |
13.11.2015 | Whitaker Corporate Partners | England |
12.11.2015 | www.noeruscapital.com - SIDEN EKSISTERER IKKE | Cypern |
09.11.2015 | www.bulletinvestment.com - SIDEN EKSISTERER IKKE | Cypern |
05.11.2015 | Tenjin & Associate | England |
05.11.2015 | Thungen Financial | Sverige |
05.11.2015 | Norikura Global | Sverige |
03.11.2015 | Aldrich Limited Mergers & Acquisitions | England |
30.10.2015 | Brixton Business Consultants | England |
27.10.2015 | Higashi and Partners | England |
27.10.2015 | Langford Consulting | England |
22.10.2015 | Strategic Asset Management Limited (Ireland) | Irland |
16.10.2015 | Whitaker Corporate Partners (USA) | Irland |
15.10.2015 | TRM GROUP | England |
15.10.2015 | Oak Tree Finance / Oak Tree Financials | England |
15.10.2015 | INTERACTIVE LTD. (former Interactive Brokerage Ltd. and Global Markets Ltd.) | Ungarn |
13.10.2015 | Chester Harris & Co Inc. | England |
12.10.2015 | Adams & Taylor Group Ltd | England |
12.10.2015 | ‘FXi (Cyprus) Ltd’ (http://tradefxi.com) | Cypern |
12.10.2015 | MCMILLAN CONSULTING GROUP | England |
09.10.2015 | Belmont Capital New York/ Belmont Capital Holdings | England |
08.10.2015 | Perkins Consultancy Group | England |
05.10.2015 | Campbell & Partners Ltd | England |
05.10.2015 | Hedges Capital Group | England |
05.10.2015 | Option500 (www.option500.com) | Cypern |
02.10.2015 | Kenmar Securities/ Kenmar Securities LP | England |
01.10.2015 | Axis Capital Group | England |
30.09.2015 | AT Brokers (clone of EEA authorised firm) | England |
29.09.2015 | Temple Crown International | England |
28.09.2015 | LOCAL INVEST PARTNER, B.V. | Spanien |
28.09.2015 | GTOPTIONS.com | Spanien |
28.09.2015 | B4OPTION.com | Spanien |
28.09.2015 | United Tax Consulting Limited | Sverige |
28.09.2015 | The Law Office of John S Martin | Sverige |
23.09.2015 | Baxter Capital Ventures Management | Sverige |
23.09.2015 | Insight Trading Group | Sverige |
23.09.2015 | Dumont Private Equity | Sverige |
17.09.2015 | Pilpel Capital LTD | Cypern |
14.09.2015 | Baker Finch Partnership | England |
14.09.2015 | Cooper & Brown Associates | England |
14.09.2015 | Foster Dunn & Associates | England |
14.09.2015 | Jefferson Philips | England |
09.09.2015 | Fundsaver Services Ltd (www.ubroker.com, www.500option.com, www.everyoption.com) | Cypern |
08.09.2015 | Lau Global Services Corp | Cypern |
07.09.2015 | Global Markets Ltd (now, Interactive Company Ltd) | Spanien |
01.09.2015 | Nicolas Adamides / NA Trading (clone of EEA authorised firm) | England |
01.09.2015 | JC Sterling & Roth | England |
31.08.2015 | Broker Capital (Belize) | Spanien |
31.08.2015 | Broker Group/Broker Capital | Spanien |
25.08.2015 | Tilney Asset Management (clone of FCA authorised firm) | England |
24.08.2015 | Credence Financial Earnings Ltd / Credence Trade (clone of FCA authorised firm) | England |
24.08.2015 | Henderson Global Trading | England |
21.08.2015 | Castlerigg UCITS Fund PLC (Clone of a FCA Authorised Firm) | England |
12.08.2015 | MG Wealth Advisors | Norge |
11.08.2015 | FXLider | Slovenien |
11.08.2015 | Discretionary Unit Fund Managers (Clone of FCA Authorised Firm) | England |
10.08.2015 | PRIME FMS. | Spanien |
29.07.2015 | Nakamura Corporation | England |
24.07.2015 | Citigroup Investment/Citigroup Implementation Services Limited | England |
23.07.2015 | DW Trading (clone of EEA authorised firm) | England |
23.07.2015 | Alpha Capital Ltd (Clone of FCA authorised firm) | England |
20.07.2015 | NORAPAL, S.L. | Spanien |
20.07.2015 | MAXOW CAPITAL, LTD. | Spanien |
20.07.2015 | http://financialbinary.com/es | Spanien |
17.07.2015 | AXN Trading Ltd | England |
17.07.2015 | UBS Wealth Management/ UBS Global Wealth Management (clone of FCA authorised firm) | England |
16.07.2015 | Ashoka Capital Markets | Luxembourg |
06.07.2015 | ALTR Alternative Fund Managers (clone of EEA authorised firm) | England |
03.07.2015 | International Asset Management Group LTD/IAM Group | England |
02.07.2015 | Thomas Loppacher (Cloning FCA EEA Authorised Firm’s Name) | England |
02.07.2015 | Tradersking Ltd | Cypern |
29.06.2015 | China Merchants International Corporation | England |
29.06.2015 | Robinson Securities LLC | England |
25.06.2015 | West Financial / West Financial Advisory House | England |
24.06.2015 | Professional Investment Consultants (clone of EEA authorised firm) | England |
23.06.2015 | Luma Group | Norge |
23.06.2015 | Vanguard Asset Management / Vanguard Direct (clone of FCA authorised firm) | England |
23.06.2015 | Wire Prepay | Malta |
22.06.2015 | JD BUSINESS CAPITAL | Spanien |
22.06.2015 | NEW YORK SECURITIES BANK (NYSB)/NYSB FUNDS | Spanien |
18.06.2015 | Akasaka Acquisition Group | England |
15.06.2015 | NEWSFINANCE SERVICIOS DE INFORMACIÓN, S.L. | Spanien |
15.06.2015 | EAR SERVICIOS DE INFORMACIÓN, S.L. | Spanien |
15.06.2015 | BULL POSITION INFORMATION SPAIN, S.L. | Spanien |
15.06.2015 | Garnier Global Finance | England |
15.06.2015 | Helmut Studer (clone of EEA Authorised Firm) | England |
10.06.2015 | WB-Invest GmbH | Holland |
08.06.2015 | VITAL MARKETS SOLUTIONS LIMITED (VITAL MARKETS) | Spanien |
08.06.2015 | VITAL MARKET SOLUCIONES FINANCIERAS S.L. | Spanien |
08.06.2015 | RICHMOND STOCK BI SPAIN, S.L. | Spanien |
03.06.2015 | HRISTO IVANOV EOOD | Bulgarien |
03.06.2015 | FINANCIAL CONSULT EOOD & BROKERAGE | Bulgarien |
02.06.2015 | Robinson Securities LLC | Irland |
28.05.2015 | Axis Investment Group | Belgien |
28.05.2015 | Geyser Bank company | Belgien |
28.05.2015 | Experia Management Group | Belgien |
22.05.2015 | Industrial and Commercial Bank of China (clone of FCA authorised firm) | England |
22.05.2015 | Wattford Capital Partners | England |
18.05.2015 | USFIA Inc. | Spanien |
07.05.2015 | GFS Securities Ltd | Malta |
07.05.2015 | Bank Invest Capital Ltd | Malta |
28.04.2015 | Axel Neumann (clone of EEA Authorised Firm) | England |
28.04.2015 | Maple Securities (UK) Limited and Maple Securities (clone of FCA authorised firm) |
England |
28.04.2015 | UBS Global Asset Management Funds Ltd (Imitating FCA Authorised firm’s name) | England |
23.04.2015 | Shields Corporate Partners | England |
20.04.2015 | NOTICIAS ECONÓMICAS Y FINANCIERAS SIGLO XXI, S.L. | Spanien |
20.04.2015 | JOSÉ JAVIER SÁNCHEZ PÉREZ | Spanien |
20.04.2015 | IGETMANIA | Spanien |
20.04.2015 | DIGITAL BET SERVICES SPAIN, S.L. | Spanien |
20.04.2015 | Atticus Holdings International | England |
17.04.2015 | Komaki Group | Norge |
17.04.2015 | Keeley Consulting | Norge |
17.04.2015 | Earnest & Medwell International | Norge |
15.04.2015 | Sparrow Capital Partners (clone of FCA authorised firm) | England |
15.04.2015 | TAX STRATEGIES | Spanien |
15.04.2015 | STOCK MANAGER WORLDWIDE IB, S.L. | Spanien |
15.04.2015 | RUNSHINE INVESMENT SERVICES EUROPE S.L. | Spanien |
15.04.2015 | ASTON MARKETS (ASTON FOREX) | Spanien |
09.04.2015 | Investec Asset Management Limited (clone of FCA authorised firm) | England |
09.04.2015 | GREY CORPORATE PARTNERS | England |
07.04.2015 | ALPHA BROKING LTD | Bulgarien |
02.04.2015 | Oakwood Financial Services Limited Inc | England |
31.03.2015 | Christian Muhr Investment Research (clone of EEA authorised firm) | England |
31.03.2015 | Cooper Brennan | England |
30.03.2015 | TRADE MARKET OPTIONS, S.L. | Spanien |
30.03.2015 | SISMA CAPITAL GROUP | Spanien |
30.03.2015 | REDWOOD FINANCES S.L. | Spanien |
27.03.2015 | Urs Vogt (clone of an EEA Authorised individual) | England |
26.03.2015 | UBS (clone of FCA authorised firm) | England |
24.03.2015 | Forex investments | Frankrig |
23.03.2015 | CarbEx | England |
23.03.2015 | Copper and Partners | England |
20.03.2015 | Equerry Investment Management | England |
20.03.2015 | Whitfield International Consulting Group | England |
19.03.2015 | Wakefield Securities Limited and Shields Corporate Partners | Irland |
18.03.2015 | Eagle & West Ltd | England |
18.03.2015 | Wakefield Securities Limited | England |
18.03.2015 | FX GLOBAL MARKETS (FXGM) LTD | Spanien |
18.03.2015 | ECONOMISTS & LAWYERS | Spanien |
16.03.2015 | RECOVERY ROOMS | Belgien |
16.03.2015 | Verbatim Asset Management PLC (clone of FCA authorised firm) | England |
13.03.2015 | KUCHER PARTNERS, LLC | England |
12.03.2015 | Fife Hamilton Associates | Belgien |
12.03.2015 | European Commodities Commission | Belgien |
12.03.2015 | Evanson Asset Management | Norge |
12.03.2015 | TD Options Limited | Cypern |
11.03.2015 | Chartis Mutual Group | England |
11.03.2015 | Peritus Capital Inc. | Holland |
06.03.2015 | General Business Capital AG | Østrig |
06.03.2015 | Green Oak Financial (Clone of FCA authorised firm) | England |
03.03.2015 | CMI Asset Management (Clone of an Authorised Schedule 5 Firm) | England |
27.02.2015 | Hawk Trade | Belgien |
27.02.2015 | Saito Mergers & Acquisitions | Belgien |
27.02.2015 | White-Miller Associates | Belgien |
27.02.2015 | Global Strategy Capital Markets Ltd | Belgien |
25.02.2015 | Verrazzano Capital/ Verrazzano UK (Clone of an Authorised Schedule 5 Firm) |
England |
25.02.2015 | Janibank Investment Ltd | Cypern |
23.02.2015 | KD Markets.com Ltd. | Spanien |
23.02.2015 | IBERIA EQUITY RESEARCH, S.L. | Spanien |
20.02.2015 | Josef Lang Capital Management (clone of EEA authorised firm) | England |
19.02.2015 | Schwarz & Stien Partners | Norge |
19.02.2015 | TALANTO CAPITAL MARKETS (CYPRUS) | Cypern |
19.02.2015 | BC Financial Advisors | England |
17.02.2015 | INTERACTIVE BROKERAGE LTD (former GLOBAL MARKETS LTD) | Bulgarien |
13.02.2015 | EMIRATES PACIFIC GROUP | Frankrig |
13.02.2015 | SILVER PHOENIX INVESTMENTS | Frankrig |
11.02.2015 | Douglas Cooper Associates | England |
06.02.2015 | LF-Trust Europe | Luxembourg |
05.02.2015 | GET EASY | Frankrig |
27.01.2015 | Avante Corp LLC | England |
27.01.2015 | GLOBAL MARKETS OOD | Grækenland |
27.01.2015 | Thomas Capital Partners | England |
26.01.2015 | SOUTH PACIFIC CAPITAL SINGLE MEMBER P.C | Grækenland |
26.01.2015 | SIMPLE TRADING CORPORATION LIMITED | Spanien |
26.01.2015 | FXGL CAPITAL | Spanien |
26.01.2015 | Harper & Reed Consultants | England |
22.01.2015 | Wagner Capital Management Group (USA) | Irland |
21.01.2015 | iGetMania | Luxembourg |
20.01.2015 | Harrison Stones Limited | England |
15.01.2015 | Select Capital Ventures SA | England |
15.01.2015 | Wakamy Libman and Associates | England |
14.01.2015 | CO&H Ltd | Frankrig |
14.01.2015 | Charlton Fitzgerald | England |
14.01.2015 | Shimbashi & Partners | England |
12.01.2015 | BlackRock Wealth Partners / BlackRock Wealth / BlackRock Wealth Group / BlackRock-Wealth SA (clone) | England |
09.01.2015 | Laxmi Groups International | Luxembourg |
09.01.2015 | Benson BPO LLC | England |
08.01.2015 | Wheeler Consultancy Ltd | England |
06.01.2015 | Harver Group | Norge |
06.01.2015 | DB Yates & Associates | England |
05.01.2015 | GMT MARKETS | Spanien |
05.01.2015 | Wagner Capital Management Group | England |
02.01.2015 | Hong Kong Investment Corporation | England |