Materiale fra informationsmøder
Informationsmøde 10-05-17
Informationsmøde 01-12-16
Finanstilsynet
Funktionel information
Feedback filer
FF files (first feedback file on report file):
< BizMsgIdr> will follow the following schema: <SEIC>_<ORI><YYMMDD><RFSEQ><FFSEQ>
Example: Feedback file name: FF_TR_353800XVAQXELVCPC871_01_20170407_0092_01.ZIP
< BizMsgIdr>: 353800XVAQXELVCPC871_01170407009201
FD files (feedback on transaction reports that have not previously been accepted or rejected and the FD-files are therefore not specific to a single TR file hence its own sequence numbering):
< BizMsgIdr> will follow the following schema: <SEIC>_<ORI><YYMMDD><FDSEQ>
Example: Feedback file name: FD_TR_353800XVAQXELVCPC871_01_20170407_0136.ZIP
< BizMsgIdr>: 353800XVAQXELVCPC871_01201704070136
FD files:
< MsgRptIdr> will follow the schema: <SEIC>_<ORI><YYYYMMDD><RFSEQ>
Example: Report file name: TR_353800XVAQXELVCPC871_01_20170407_0136.ZIP
< MsgRptIdr>: 353800XVAQXELVCPC871_011704070136
Transaction identification in feedback files is a concatenation of EE LEI and the Transaction reference number.
Nationale fejlkoder
Information om nationale fejlkode fra TRSII, hvor AA er landekoden i det pågældende land.
Danmark har landekode "DK"
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Control
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Error code
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Error message
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Explanation and corrective action
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Filee name syntax1
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AAX-001
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The file name has an illegal syntax.
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Correct the filename so that it complies to the file name convention.
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Invalid date
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AAX-002
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The date does not exist or is in the future.
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Correct the date.
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Duplicate
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AAX-003
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The file has already been submitted.
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The duplicate file is ignored. If the file comprises new transaction reports, include them in a report file with a different sequence number.
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File extension
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AAX-004
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The file has an illegal extension.
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Correct the filename so that it complies to the file name convention.
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File size
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AAX-005
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The file is larger than the allowed [x] MB.
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Split the report file into two or more report files.
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Signature
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AAX-006
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The signature is not recognised as a valid signature.
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Check and correct the signature of the file. The signing key might be outdated or unknown to us. Also make sure the correct signature algorithm has been used.
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Signer
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AAX-007
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The file has an unknown signer.
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The signer is unknown to us. Check and correct the signature of the file.
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Decryption
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AAX-008
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The file can’t be decrypted.
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Ensure that the file is properly encrypted. Check the encryption keys you are using or your encryption program. The encryption key might be outdated or unknown to us. Also make sure the correct hashing algorithm has been used
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Decompression
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AAX-009
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The file can’t be decompressed.
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Check that the compression comply to the allowed compression method
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Signing
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AAX-010
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The file is not properly signed.
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Ensure that the file is properly signed. Check the keys you are using. The key might be outdated or unknown to us.
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SEIC
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AAX-011
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The SEIC is invalid.
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Correct the SEIC in the file so that it is a valid legal entity identifier as defined in ISO 17442.
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Recipient country
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AAX-013
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The recipient country, specified in the header, is incorrect |
Ensure that the recipient is the country code of the country of the CA to which the file is submitted |
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Report file name
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AAX-014
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The report file name is incorrect.
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Correct the name of the compressed report file so that it matches the name of the archive file and has the proper extension.
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One report file per archive
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AAX-015
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The archive file does not contain only one report file
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Correct the contents of the archive file so that it contains only one report file.
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Reporter allowed
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AAX-016
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The Submitting Entity is not authorised to report on behalf of the Executing Entity.
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Ensure that it has been registered by the Executing Entity or the FSA that the Submitting Entity is authorised to report on behalf of the Executing Entity.
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| SEIC |
AAX-017 |
The SEIC is incorrect |
Correct the SEIC so that it is the LEI of the Submitting entity |
| Submitting Entity in BAH |
AAX-018 |
The Submitting entity, specified in the header, is incorrect |
Ensure that the Submitting Entity in the header, is the LEI of the Submitting Entity that submitted the file |
| Submitting Entity in report |
AAX-019 |
The Submitting Entity, specified in the report, is not the one that submitted the file |
Ensure that the Submitting Entity Identification code in the report, is the LEI of the Submitting Entity that submitted the file |
ESMA
Link til ESMA’s hjemmeside